AI Alignment with Changing and Influenceable Reward Functions

AI Alignment with Changing and Influenceable Reward Functions

28 May 2024 | Micah Carroll, Davis Foote, Anand Siththanarajan, Stuart Russell, Anca Dragan
This paper investigates the challenges of AI alignment in settings where human preferences change over time and can be influenced by AI systems. Current AI alignment techniques assume static preferences, which may lead to undesirable outcomes where AI systems influence users' preferences in ways that are not truly desired. To address this, the authors introduce Dynamic Reward Markov Decision Processes (DR-MDPs), which explicitly model changing preferences and the AI's influence on them. They show that existing alignment techniques may inadvertently reward AI systems for influencing user preferences, leading to suboptimal outcomes. The paper explores various notions of AI alignment that account for preference change from the outset. By comparing eight such notions, the authors find that they all either err towards causing undesirable influence or are overly risk-averse, suggesting that a straightforward solution to the problems of changing preferences may not exist. The authors argue that it is important to handle these issues with care, balancing risks and capabilities. The paper also discusses the implications of using different optimization horizons in DR-MDPs. It shows that shorter horizons may reduce influence incentives, but longer horizons may reveal long-term costs of influence. The authors conclude that there is no guaranteed way to avoid all influence incentives by changing the horizon, and that domain-specific trade-offs between system capabilities and risks of undesirable influence may exist for both short and long horizons. The paper highlights the importance of considering the changing and influenceable nature of human preferences in AI alignment. It argues that current alignment practices may lead to undesirable influence incentives, and that alternative notions of alignment that explicitly account for preference change are needed. The authors propose a new objective, ParetoUD, which ensures that the deployed policy leads to unambiguously better outcomes than the status quo of the system not existing. This objective is discussed in detail, and the authors argue that it provides a promising direction for future research in AI alignment.This paper investigates the challenges of AI alignment in settings where human preferences change over time and can be influenced by AI systems. Current AI alignment techniques assume static preferences, which may lead to undesirable outcomes where AI systems influence users' preferences in ways that are not truly desired. To address this, the authors introduce Dynamic Reward Markov Decision Processes (DR-MDPs), which explicitly model changing preferences and the AI's influence on them. They show that existing alignment techniques may inadvertently reward AI systems for influencing user preferences, leading to suboptimal outcomes. The paper explores various notions of AI alignment that account for preference change from the outset. By comparing eight such notions, the authors find that they all either err towards causing undesirable influence or are overly risk-averse, suggesting that a straightforward solution to the problems of changing preferences may not exist. The authors argue that it is important to handle these issues with care, balancing risks and capabilities. The paper also discusses the implications of using different optimization horizons in DR-MDPs. It shows that shorter horizons may reduce influence incentives, but longer horizons may reveal long-term costs of influence. The authors conclude that there is no guaranteed way to avoid all influence incentives by changing the horizon, and that domain-specific trade-offs between system capabilities and risks of undesirable influence may exist for both short and long horizons. The paper highlights the importance of considering the changing and influenceable nature of human preferences in AI alignment. It argues that current alignment practices may lead to undesirable influence incentives, and that alternative notions of alignment that explicitly account for preference change are needed. The authors propose a new objective, ParetoUD, which ensures that the deployed policy leads to unambiguously better outcomes than the status quo of the system not existing. This objective is discussed in detail, and the authors argue that it provides a promising direction for future research in AI alignment.
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