Provably learning a multi-head attention layer

Provably learning a multi-head attention layer

February 7, 2024 | Sitan Chen*, Yuanzhi Li†
The paper "Provably learning a multi-head attention layer" by Sitan Chen and Yuanzhi Li explores the theoretical foundations of learning multi-head attention layers, a key component of transformer architectures. The authors provide the first nontrivial upper and lower bounds for learning such layers from random examples. Specifically, they present an algorithm that learns a multi-head attention layer to small error given random labeled examples drawn uniformly from the set of Boolean vectors \(\{\pm 1\}^{k \times d}\). The algorithm runs in time \((dk)^{O(m^2)}\) and achieves a Frobenius norm error of \((kd)^{-\Omega(m)}\). However, they also prove computational lower bounds showing that in the worst case, the dependence on the number of heads \(m\) is exponential. The paper focuses on Boolean inputs to mimic the discrete nature of tokens in large language models, though the techniques extend to continuous settings. The main challenges and technical contributions include: 1. **Crude Estimation of Projection Matrix Sum**: They show that a noisy estimate of the sum of projection matrices can be obtained by analyzing correlations between the input and the label. 2. **Sculpting the Affine Hull**: They construct a convex body that is close to the affine hull of the attention matrices using linear regression and certification techniques. 3. **Refining Estimate for the Projection Matrix Sum**: They improve the estimate of the sum of projection matrices by leveraging large-margin attention patterns. 4. **Extracting the Span of the Attention Matrices**: They use membership oracle access to the convex body to estimate the linear span of the attention matrices. 5. **Solving for Projection Matrices**: They apply linear regression to estimate the projection matrices based on the refined estimates of the attention matrices. The paper also discusses related work on the learnability of transformers and feed-forward neural networks, highlighting the unique challenges posed by multi-head attention layers. The authors conclude with future directions, including the study of deeper architectures and the computational hardness of learnability.The paper "Provably learning a multi-head attention layer" by Sitan Chen and Yuanzhi Li explores the theoretical foundations of learning multi-head attention layers, a key component of transformer architectures. The authors provide the first nontrivial upper and lower bounds for learning such layers from random examples. Specifically, they present an algorithm that learns a multi-head attention layer to small error given random labeled examples drawn uniformly from the set of Boolean vectors \(\{\pm 1\}^{k \times d}\). The algorithm runs in time \((dk)^{O(m^2)}\) and achieves a Frobenius norm error of \((kd)^{-\Omega(m)}\). However, they also prove computational lower bounds showing that in the worst case, the dependence on the number of heads \(m\) is exponential. The paper focuses on Boolean inputs to mimic the discrete nature of tokens in large language models, though the techniques extend to continuous settings. The main challenges and technical contributions include: 1. **Crude Estimation of Projection Matrix Sum**: They show that a noisy estimate of the sum of projection matrices can be obtained by analyzing correlations between the input and the label. 2. **Sculpting the Affine Hull**: They construct a convex body that is close to the affine hull of the attention matrices using linear regression and certification techniques. 3. **Refining Estimate for the Projection Matrix Sum**: They improve the estimate of the sum of projection matrices by leveraging large-margin attention patterns. 4. **Extracting the Span of the Attention Matrices**: They use membership oracle access to the convex body to estimate the linear span of the attention matrices. 5. **Solving for Projection Matrices**: They apply linear regression to estimate the projection matrices based on the refined estimates of the attention matrices. The paper also discusses related work on the learnability of transformers and feed-forward neural networks, highlighting the unique challenges posed by multi-head attention layers. The authors conclude with future directions, including the study of deeper architectures and the computational hardness of learnability.
Reach us at info@study.space
Understanding Provably learning a multi-head attention layer