May 2024 | Yi Dong, Ronghui Mu, Yanghao Zhang, Siqi Sun, Tianle Zhang, Changshun Wu, Gaojie Jin, Yi Qi, Jinwei Hu, Jie Meng, Saddek Bensalem, Xiaowei Huang
The article "Safeguarding Large Language Models: A Survey" by Yi Dong et al. provides a comprehensive review of the current state and challenges of safeguarding mechanisms in Large Language Models (LLMs). The authors discuss the importance of developing robust safety mechanisms, known as "safeguards" or "guardrails," to ensure ethical use and address concerns such as data biases, privacy, and misuse by malicious actors. They explore the landscape of existing safeguarding mechanisms used by major LLM service providers and the open-source community, including techniques for evaluating, analyzing, and enhancing these mechanisms to address issues like hallucinations, fairness, privacy, and toxicity.
The paper highlights the complexity of LLMs, characterized by intricate networks and numerous parameters, which poses significant challenges for traditional white-box techniques. Instead, it advocates for black-box, post-hoc strategies, particularly guardrails, which monitor and filter the inputs and outputs of LLMs to enforce specific ethical and operational boundaries. The authors discuss various guardrail frameworks, such as Llama Guard, Nvidia NeMo, and Guardrails AI, and their implementation processes.
Additionally, the article addresses the techniques for mitigating (un)desirable properties in LLMs, including methods to detect and prevent hallucinations, address fairness issues, protect privacy, and enhance robustness. It emphasizes the need for a multi-disciplinary approach, neural-symbolic methods, and a systematic development lifecycle to effectively implement comprehensive guardrails.
The authors also discuss the challenges in constructing guardrails, such as the complexity of defining requirements and the potential for conflicting objectives. They propose a vision for a future where guardrails are designed to be more sophisticated, leveraging neural-symbolic systems and continuous learning to ensure robust and ethical LLM behavior.The article "Safeguarding Large Language Models: A Survey" by Yi Dong et al. provides a comprehensive review of the current state and challenges of safeguarding mechanisms in Large Language Models (LLMs). The authors discuss the importance of developing robust safety mechanisms, known as "safeguards" or "guardrails," to ensure ethical use and address concerns such as data biases, privacy, and misuse by malicious actors. They explore the landscape of existing safeguarding mechanisms used by major LLM service providers and the open-source community, including techniques for evaluating, analyzing, and enhancing these mechanisms to address issues like hallucinations, fairness, privacy, and toxicity.
The paper highlights the complexity of LLMs, characterized by intricate networks and numerous parameters, which poses significant challenges for traditional white-box techniques. Instead, it advocates for black-box, post-hoc strategies, particularly guardrails, which monitor and filter the inputs and outputs of LLMs to enforce specific ethical and operational boundaries. The authors discuss various guardrail frameworks, such as Llama Guard, Nvidia NeMo, and Guardrails AI, and their implementation processes.
Additionally, the article addresses the techniques for mitigating (un)desirable properties in LLMs, including methods to detect and prevent hallucinations, address fairness issues, protect privacy, and enhance robustness. It emphasizes the need for a multi-disciplinary approach, neural-symbolic methods, and a systematic development lifecycle to effectively implement comprehensive guardrails.
The authors also discuss the challenges in constructing guardrails, such as the complexity of defining requirements and the potential for conflicting objectives. They propose a vision for a future where guardrails are designed to be more sophisticated, leveraging neural-symbolic systems and continuous learning to ensure robust and ethical LLM behavior.