The Secrecy Capacity of the MIMO Wiretap Channel

The Secrecy Capacity of the MIMO Wiretap Channel

February 2, 2008 | Frédérique Oggier and Babak Hassibi
This paper addresses the problem of achieving perfect secrecy in a multiple antenna MIMO wiretap channel, where the transmitter sends confidential information to a legitimate receiver while an eavesdropper intercepts the signal. The authors compute the perfect secrecy capacity for this channel, which is defined as the maximum rate at which the transmitter can send information securely, ensuring that the eavesdropper receives zero bits of information. The key contributions include: 1. **Modeling and Definitions**: The paper introduces the MIMO wiretap channel model, where the transmitter has \( n \) antennas, and both the legitimate receiver and the eavesdropper have \( n_M \) and \( n_E \) antennas, respectively. The mutual information between the transmitted signal \( X \) and the received signals \( Y \) and \( Z \) at the legitimate and eavesdropper receivers is used to define perfect secrecy. 2. **Achievability**: The authors prove that the perfect secrecy rate can be achieved by choosing the transmitted signal \( X \) to be Gaussian, and the optimal covariance matrix \( K_X \) is low rank. This result is derived using a Lagrangian approach and properties of the mutual information. 3. **Converse**: The paper provides a converse proof, showing that any achievable rate must be less than or equal to the difference between the capacities of the legitimate and eavesdropper channels. This is achieved by bounding the mutual information \( I(X; Y|Z) \) and using an algebraic Riccati equation to find the optimal solution. 4. **Conclusion**: The perfect secrecy capacity of the MIMO wiretap channel is shown to be the difference between the capacities of the legitimate and eavesdropper channels, regardless of the number of antennas. The paper extends previous work on single-antenna and fading channels to the MIMO setting, providing a comprehensive analysis of the security capabilities of MIMO systems.This paper addresses the problem of achieving perfect secrecy in a multiple antenna MIMO wiretap channel, where the transmitter sends confidential information to a legitimate receiver while an eavesdropper intercepts the signal. The authors compute the perfect secrecy capacity for this channel, which is defined as the maximum rate at which the transmitter can send information securely, ensuring that the eavesdropper receives zero bits of information. The key contributions include: 1. **Modeling and Definitions**: The paper introduces the MIMO wiretap channel model, where the transmitter has \( n \) antennas, and both the legitimate receiver and the eavesdropper have \( n_M \) and \( n_E \) antennas, respectively. The mutual information between the transmitted signal \( X \) and the received signals \( Y \) and \( Z \) at the legitimate and eavesdropper receivers is used to define perfect secrecy. 2. **Achievability**: The authors prove that the perfect secrecy rate can be achieved by choosing the transmitted signal \( X \) to be Gaussian, and the optimal covariance matrix \( K_X \) is low rank. This result is derived using a Lagrangian approach and properties of the mutual information. 3. **Converse**: The paper provides a converse proof, showing that any achievable rate must be less than or equal to the difference between the capacities of the legitimate and eavesdropper channels. This is achieved by bounding the mutual information \( I(X; Y|Z) \) and using an algebraic Riccati equation to find the optimal solution. 4. **Conclusion**: The perfect secrecy capacity of the MIMO wiretap channel is shown to be the difference between the capacities of the legitimate and eavesdropper channels, regardless of the number of antennas. The paper extends previous work on single-antenna and fading channels to the MIMO setting, providing a comprehensive analysis of the security capabilities of MIMO systems.
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